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ISO-IEC-42001-Lead-Auditor Latest Test Cost | Latest ISO-IEC-42001-Lead-Auditor Practice Materials

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PECB ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Sample Questions (Q28-Q33):

NEW QUESTION # 28
Which control in Annex A emphasizes the importance of security measures in AI system operations?

A. Access Control
B. Performance Metrics
C. Customer Feedback
D. Financial Auditing

Answer: A

Explanation:
Annex A of ISO/IEC 42001:2023providesreference controlsto support operational and ethical AI governance. The control that emphasizessecurity in AI system operationsis:A.8.2.2 - Access Control: This control requires thatonly authorized individuals or systemscan access, modify, or influence the AI system, ensuringdata integrity and protectionof critical operations.
Access control is afoundational security controlused to prevent unauthorized interference or manipulation of AI behavior or data pipelines.
Reference: ISO/IEC 42001:2023 - Annex A, Control A.8.2.2 (Access Control) PECB Lead Auditor Guide - Domain 2: "Security and Trust Controls for AI"

NEW QUESTION # 29
How are auditors expected to handle conflicts of interest during an audit?

A. By assigning an external auditor to handle the conflict
B. By ignoring conflicts to maintain impartiality
C. By disclosing any potential conflicts and avoiding auditing the affected area
D. By excluding the affected area from the audit scope

Answer: C

Explanation:
The correct practice is:disclose any potential conflicts and avoid auditing the affected area.
ISO 19011:2018 - Clause 5.3 and Clause 6.3.2require auditors todeclare conflicts of interestand take steps topreserve impartiality. Failure to do so compromises the integrity and independence of the audit.
According to thePECB Lead Auditor Guide, auditors shouldimmediately report any situation where their objectivity may be questioned, including past relationships, financial ties, or personal bias.
Reference: ISO 19011:2018 - Clause 5.3 (Audit program management), Clause 6.3.2 (Establishing audit objectives, scope, and criteria) PECB Lead Auditor Guide - Domain 3: "Impartiality and Conflict of Interest Management"

NEW QUESTION # 30
Which among the following is NOT a level of AI?

A. Artificial General Intelligence
B. Artificial Machine Intelligence
C. Artificial Super Intelligence
D. Artificial Narrow Intelligence

Answer: B

Explanation:
The levels of AI commonly referenced in bothISO/IEC 42001guidance materials and AI governance literature include:
* Artificial Narrow Intelligence (ANI)- Specialized in a single task
* Artificial General Intelligence (AGI)- Human-level general problem-solving capability
* Artificial Super Intelligence (ASI)- Hypothetical AI surpassing human intelligence Artificial Machine Intelligenceisnot a formally recognized leveland doesnot appear in ISO/IEC 42001, nor in PECB's standard AI terminology.
The PECB Lead Auditor Guide defines the recognized levels under AI system classification and clarifies that terms like "Artificial Machine Intelligence" arenon-standard or colloquialand not part of professional auditing or ISO frameworks.

NEW QUESTION # 31
Scenario 1:
To ensure the integrity of the AI system, Future Horizon Academy has implemented measures to ensure that training data remain isolated from data that could lead to harmful or undesirable outcomes. The institution adds significant data elements as metadata, transforms the data into a format usable by the AI system, and uses data from one or more trusted sources.
Committed to standardization and continual improvement, Future Horizon Academy decided to implement an artificial intelligence management system (AIMS) based on ISO/IEC 42001 that would help the institution increase operational efficiency, resulting in improved processes.
After having the AIMS in place for a year, the institution decided to apply for a certification audit to get certified against ISO/IEC 42001. Prior to the certification audit, the institution conducted an internal audit and management review to ensure that the AIMS aligns with the institution's own requirements and that the system is being maintained effectively.
Question:
Which of the following AI principles has Future Horizon Academy applied?

A. Transparency
B. Reliability and safety
C. Accountability
D. Human control

Answer: B

Explanation:
Future Horizon Academy isolated its training data, ensured use of trusted sources, added metadata, and transformed data formats, directly supporting theReliability and Safetyprinciple. ISO/IEC 42001:2023 emphasizes in Clause 5.2 that an organization must ensure the reliability and safety of AI systems, especially regarding data integrity and handling risks arising from poor data quality.
Reference:ISO/IEC 42001:2023 Clause 5.2 (AI Principles Application).

NEW QUESTION # 32
Question:
Which of the following statements regarding the organization's requirement to address risks and opportunities based on ISO/IEC 42001 is correct?

A. The organization must address risks and opportunities but is not required to integrate these actions into its AIMS
B. The organization must integrate the actions into its AIMS but is not required to evaluate the effectiveness of those actions
C. The organization is required to plan how to incorporate the actions in its AIMS and assess their effectiveness
D. The organization is only required to identify risks without taking specific action

Answer: C

Explanation:
ISO/IEC 42001 Clause 6.1.2 requires organizations toplan actions to address risks and opportunities, integrate these actions into the management system, andevaluate their effectivenessas part of continual improvement.
Reference:ISO/IEC 42001:2023 Clause 6.1.2 (Planning and Risk Integration into AIMS).

NEW QUESTION # 33
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